Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHARK, HO TING
Chinese Name of Relevant Individual
翟浩廷
HKMA Registration Number
AJ3981
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2025 - 02 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2025 - 02 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2024 - 30 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2024 - 30 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHARK, HO TING
:
Chinese Name of Relevant Individual
翟浩廷
:
HKMA Registration Number
AJ3981
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3981
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2025 - 02 May 2026
No
AJ3981
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2025 - 02 May 2026
No
AJ3981
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
31 Jan 2024 - 30 Sep 2025
No
AJ3981
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
31 Jan 2024 - 30 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.