Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, WENDY
Chinese Name of Relevant Individual

李𩓙誼
HKMA Registration Number
AJ4006
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
03 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, WENDY
:
Chinese Name of Relevant Individual
李𩓙誼
:
HKMA Registration Number
AJ4006
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
03 Feb 2024
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
03 Feb 2024
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
03 Feb 2024
No
LOANS STRUCTURING & EXECUTION