Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LUK, KUO SHENG JAMES
Chinese Name of Relevant Individual

陸覺生
HKMA Registration Number
AJ4025
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUK, KUO SHENG JAMES
:
Chinese Name of Relevant Individual
陸覺生
:
HKMA Registration Number
AJ4025
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Feb 2024
No
MARKETS