Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, LE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4044
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2024 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2024 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2024 - 18 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2024 - 18 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2024 - 18 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Feb 2024 - 18 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, LE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4044
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4044
NATIXIS
Type 1: dealing in securities
22 May 2024 - 18 Aug 2024
No
AJ4044
NATIXIS
Type 4: advising on securities
22 May 2024 - 18 Aug 2024
No
AJ4044
NATIXIS
Type 6: advising on corporate finance
22 May 2024 - 18 Aug 2024
No
AJ4044
NATIXIS
Type 1: dealing in securities
19 Feb 2024 - 18 May 2024
No
AJ4044
NATIXIS
Type 4: advising on securities
19 Feb 2024 - 18 May 2024
No
AJ4044
NATIXIS
Type 6: advising on corporate finance
19 Feb 2024 - 18 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.