Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NORDVIK, AARON ROCHKES
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4059
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 30 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2026 - 17 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2025 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2025 - 22 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2024 - 02 Mar 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NORDVIK, AARON ROCHKES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4059
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4059
UBS AG
Type 1: dealing in securities
22 May 2026 - 30 May 2026
No
AJ4059
UBS AG
Type 1: dealing in securities
13 Jan 2026 - 17 Jan 2026
No
AJ4059
UBS AG
Type 1: dealing in securities
26 May 2025 - 31 May 2025
No
AJ4059
UBS AG
Type 1: dealing in securities
17 Feb 2025 - 22 Feb 2025
No
AJ4059
UBS AG
Type 1: dealing in securities
22 Feb 2024 - 02 Mar 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.