Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, KAM HO
Chinese Name of Relevant Individual
謝錦浩
HKMA Registration Number
AJ4097
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Aug 2024 - 01 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2024 - 01 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2024 - 01 Nov 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, KAM HO
:
Chinese Name of Relevant Individual
謝錦浩
:
HKMA Registration Number
AJ4097
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4097
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Aug 2024 - 01 Nov 2025
No
AJ4097
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2024 - 01 Nov 2025
No
AJ4097
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2024 - 01 Nov 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.