Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NABER, NATALIA
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2024 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2024 - 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2024 - 05 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2024 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2024 - 22 Mar 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NABER, NATALIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4223
UBS AG
Type 1: dealing in securities
20 Nov 2024 - 26 Jan 2026
No
AJ4223
UBS AG
Type 1: dealing in securities
23 Oct 2024 - 24 Oct 2024
No
AJ4223
UBS AG
Type 1: dealing in securities
30 Aug 2024 - 05 Sep 2024
No
AJ4223
UBS AG
Type 1: dealing in securities
24 May 2024 - 31 May 2024
No
AJ4223
UBS AG
Type 1: dealing in securities
15 Mar 2024 - 22 Mar 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.