Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LU, PEICHEN
Chinese Name of Relevant Individual

陆培晨
HKMA Registration Number
AJ4249
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LU, PEICHEN
:
Chinese Name of Relevant Individual
陆培晨
:
HKMA Registration Number
AJ4249
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
21 Mar 2024
No
SALESPERSON
UBS AG
Type 4: advising on securities
21 Mar 2024
No
SALESPERSON