Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
FUNG, KA HIM MAX
Chinese Name of Relevant Individual

馮家謙
HKMA Registration Number
AJ4250
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FUNG, KA HIM MAX
:
Chinese Name of Relevant Individual
馮家謙
:
HKMA Registration Number
AJ4250
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
21 Mar 2024
No
SALES TRADER