Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, KWONG YEUNG
Chinese Name of Relevant Individual

李光揚
HKMA Registration Number
AJ4256
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING (BUSINESS RELATIONSHIP)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Mar 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING (BUSINESS RELATIONSHIP)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, KWONG YEUNG
:
Chinese Name of Relevant Individual
李光揚
:
HKMA Registration Number
AJ4256
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 Mar 2024
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING (BUSINESS RELATIONSHIP)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 Mar 2024
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING (BUSINESS RELATIONSHIP)