Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, HOI YEE
Chinese Name of Relevant Individual
趙海怡
HKMA Registration Number
AJ4286
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL PLANNING MANAGER II
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL PLANNING MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2024 - 22 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2024 - 22 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2024 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2024 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, HOI YEE
:
Chinese Name of Relevant Individual
趙海怡
:
HKMA Registration Number
AJ4286
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
09 Apr 2026
No
FINANCIAL PLANNING MANAGER II
CHONG HING BANK LIMITED
Type 4: advising on securities
09 Apr 2026
No
FINANCIAL PLANNING MANAGER II
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4286
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 09 Apr 2026
No
AJ4286
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 09 Apr 2026
No
AJ4286
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Aug 2024 - 22 Feb 2026
No
AJ4286
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Aug 2024 - 22 Feb 2026
No
AJ4286
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Mar 2024 - 30 Jun 2024
No
AJ4286
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Mar 2024 - 30 Jun 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.