Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHI, YANBEI
Chinese Name of Relevant Individual

施燕北
HKMA Registration Number
AJ4392
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHI, YANBEI
:
Chinese Name of Relevant Individual
施燕北
:
HKMA Registration Number
AJ4392
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
16 Apr 2024
No
DEALER
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
16 Apr 2024
No
DEALER