Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHADDA, GAUTAM
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4426
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2025 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2025 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2025 - 23 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2025 - 23 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2024 - 13 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2024 - 13 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2024 - 26 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2024 - 26 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHADDA, GAUTAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4426
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4426
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Sep 2025 - 19 Sep 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Sep 2025 - 19 Sep 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Jul 2025 - 23 Jul 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Jul 2025 - 23 Jul 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 May 2025 - 23 May 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 4: advising on securities
21 May 2025 - 23 May 2025
No
AJ4426
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Sep 2024 - 13 Sep 2024
No
AJ4426
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Sep 2024 - 13 Sep 2024
No
AJ4426
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Apr 2024 - 26 Apr 2024
No
AJ4426
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Apr 2024 - 26 Apr 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.