Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
KWOK, HIU CHI
Chinese Name of Relevant Individual

郭曉慈
HKMA Registration Number
AJ4432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (RETAIL BANKING)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (RETAIL BANKING)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, HIU CHI
:
Chinese Name of Relevant Individual
郭曉慈
:
HKMA Registration Number
AJ4432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 Apr 2024
No
ASSISTANT BRANCH MANAGER (RETAIL BANKING)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 Apr 2024
No
ASSISTANT BRANCH MANAGER (RETAIL BANKING)