Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUJII, KENEI
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4435
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2024 - 26 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2024 - 26 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUJII, KENEI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4435
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4435
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
29 May 2025 - 30 May 2025
No
AJ4435
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
29 May 2025 - 30 May 2025
No
AJ4435
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
23 Apr 2024 - 26 Apr 2024
No
AJ4435
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
23 Apr 2024 - 26 Apr 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.