Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEN, SUXIN
Chinese Name of Relevant Individual
沈苏欣
HKMA Registration Number
AJ4465
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2025 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Jul 2025 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2024 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEN, SUXIN
:
Chinese Name of Relevant Individual
沈苏欣
:
HKMA Registration Number
AJ4465
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4465
NATIXIS
Type 1: dealing in securities
28 Jul 2025 - 08 Aug 2025
No
AJ4465
NATIXIS
Type 2: dealing in futures contracts
28 Jul 2025 - 08 Aug 2025
No
AJ4465
NATIXIS
Type 1: dealing in securities
29 Apr 2024 - 31 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.