Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, QIAN
Chinese Name of Relevant Individual
王騫
HKMA Registration Number
AJ4472
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FUND MANAGER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FUND MANAGER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUND MANAGEMENT
Remarks
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUND MANAGEMENT
Remarks
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUND MANAGEMENT
Remarks
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FUND MANAGER
Remarks
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
30 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUND MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
SFC CE number
AAK782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Name of Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
SFC CE number
AAL384
Business Address
1/F WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Effective Date
22 Jul 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
1
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Effective Date
22 Jul 2025
Description
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BCOM FINANCE (HONG KONG) LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 22 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 22 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
30 Apr 2024 - 21 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2024 - 21 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2024 - 21 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BCOM FINANCE (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
30 Apr 2024 - 21 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, QIAN
:
Chinese Name of Relevant Individual
王騫
:
HKMA Registration Number
AJ4472
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
30 Apr 2024
No
FUND MANAGER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
30 Apr 2024
No
FUND MANAGER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
30 Apr 2024
Yes
HEAD OF FUND MANAGEMENT
BCOM FINANCE (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2024
Yes
HEAD OF FUND MANAGEMENT
BCOM FINANCE (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2024
Yes
HEAD OF FUND MANAGEMENT
BCOM FINANCE (HONG KONG) LIMITED
Type 5: advising on futures contracts
30 Apr 2024
No
FUND MANAGER
BCOM FINANCE (HONG KONG) LIMITED
Type 9: asset management
30 Apr 2024
Yes
HEAD OF FUND MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS CO., LTD.
AAK782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
BCOM FINANCE (HONG KONG) LIMITED
AAL384
1/F WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK OF COMMUNICATIONS CO., LTD.
1
22 Jul 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
BCOM FINANCE (HONG KONG) LIMITED
1
22 Jul 2025
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BCOM FINANCE (HONG KONG) LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4472
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
Since 22 Jul 2025
Yes
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 1: dealing in securities
Since 22 Jul 2025
Yes
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 4: advising on securities
Since 22 Jul 2025
Yes
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 9: asset management
Since 22 Jul 2025
Yes
AJ4472
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
Since 30 Apr 2024
No
AJ4472
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
Since 30 Apr 2024
No
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 5: advising on futures contracts
Since 30 Apr 2024
No
AJ4472
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
30 Apr 2024 - 21 Jul 2025
No
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2024 - 21 Jul 2025
No
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2024 - 21 Jul 2025
No
AJ4472
BCOM FINANCE (HONG KONG) LIMITED
Type 9: asset management
30 Apr 2024 - 21 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.