Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, TAK WING MARK JAMES
Chinese Name of Relevant Individual

廖德榮
HKMA Registration Number
AJ4474
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, TAK WING MARK JAMES
:
Chinese Name of Relevant Individual
廖德榮
:
HKMA Registration Number
AJ4474
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
24 Feb 2026
No
CORPORATE BANKING
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
24 Feb 2026
No
CORPORATE BANKING