Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KAI WANG
Chinese Name of Relevant Individual
李啟宏
HKMA Registration Number
AJ4476
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2025 - 16 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2025 - 16 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2024 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2024 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KAI WANG
:
Chinese Name of Relevant Individual
李啟宏
:
HKMA Registration Number
AJ4476
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4476
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Oct 2025 - 16 May 2026
No
AJ4476
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Oct 2025 - 16 May 2026
No
AJ4476
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 May 2024 - 24 Sep 2025
No
AJ4476
DAH SING BANK, LIMITED
Type 4: advising on securities
01 May 2024 - 24 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.