Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOH, KWAN HUA
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4553
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2026 - 02 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2026 - 02 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2025 - 17 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2025 - 17 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2024 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOH, KWAN HUA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4553
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4553
ROYAL BANK OF CANADA
Type 1: dealing in securities
29 Mar 2026 - 02 Apr 2026
No
AJ4553
ROYAL BANK OF CANADA
Type 4: advising on securities
29 Mar 2026 - 02 Apr 2026
No
AJ4553
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Jan 2026 - 21 Jan 2026
No
AJ4553
ROYAL BANK OF CANADA
Type 4: advising on securities
19 Jan 2026 - 21 Jan 2026
No
AJ4553
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Sep 2025 - 05 Sep 2025
No
AJ4553
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Sep 2025 - 05 Sep 2025
No
AJ4553
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Jan 2025 - 17 Jan 2025
No
AJ4553
ROYAL BANK OF CANADA
Type 4: advising on securities
13 Jan 2025 - 17 Jan 2025
No
AJ4553
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 May 2024 - 24 May 2024
No
AJ4553
ROYAL BANK OF CANADA
Type 4: advising on securities
20 May 2024 - 24 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.