Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGIAM, ZHEN HAO
Chinese Name of Relevant Individual
HKMA Registration Number
AJ4561
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2025 - 24 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Dec 2025 - 24 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2025 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Nov 2025 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2024 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2024 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGIAM, ZHEN HAO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ4561
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Dec 2025 - 24 Dec 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
15 Dec 2025 - 24 Dec 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Nov 2025 - 19 Nov 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
10 Nov 2025 - 19 Nov 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2025 - 26 Sep 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 Sep 2025 - 26 Sep 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 May 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 May 2025
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 May 2024 - 22 May 2024
No
AJ4561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
21 May 2024 - 22 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.