Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, TING FUNG
Chinese Name of Relevant Individual
李霆鋒
HKMA Registration Number
AJ4585
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2025 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2025 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jun 2024 - 01 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2024 - 01 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2024 - 01 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, TING FUNG
:
Chinese Name of Relevant Individual
李霆鋒
:
HKMA Registration Number
AJ4585
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4585
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Jan 2025 - 21 May 2026
No
AJ4585
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
21 Jan 2025 - 21 May 2026
No
AJ4585
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jun 2024 - 01 Nov 2024
No
AJ4585
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2024 - 01 Nov 2024
No
AJ4585
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2024 - 01 Nov 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.