Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
TSE, KA LUN
Chinese Name of Relevant Individual

謝鎵嶙
HKMA Registration Number
AJ4657
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, KA LUN
:
Chinese Name of Relevant Individual
謝鎵嶙
:
HKMA Registration Number
AJ4657
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
07 Jun 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
07 Jun 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING