Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHIEN, YU-JEN
Chinese Name of Relevant Individual

簡郁人
HKMA Registration Number
AJ4749
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKET
Remarks
Engage in the regulated activity until 26 Jun 2026
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHIEN, YU-JEN
:
Chinese Name of Relevant Individual
簡郁人
:
HKMA Registration Number
AJ4749
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
18 Jun 2026
No
DEBT CAPITAL MARKET
Engage in the regulated activity until 26 Jun 2026