Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KWAN YEUNG
Chinese Name of Relevant Individual
李君揚
HKMA Registration Number
AJ4769
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KWAN YEUNG
:
Chinese Name of Relevant Individual
李君揚
:
HKMA Registration Number
AJ4769
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4769
CITIBANK, N.A.
Type 1: dealing in securities
27 Jun 2024 - 10 Apr 2026
No
AJ4769
CITIBANK, N.A.
Type 4: advising on securities
27 Jun 2024 - 10 Apr 2026
No
AJ4769
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jun 2024 - 10 Apr 2026
No
AJ4769
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
27 Jun 2024 - 10 Apr 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.