Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
TING, WAN YAM
Chinese Name of Relevant Individual

丁尹音
HKMA Registration Number
AJ4773
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TING, WAN YAM
:
Chinese Name of Relevant Individual
丁尹音
:
HKMA Registration Number
AJ4773
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
28 Jun 2024
No
ASSISTANT RELATIONSHIP MANAGER
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
28 Jun 2024
No
ASSISTANT RELATIONSHIP MANAGER