Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAN, HOI SHU
Chinese Name of Relevant Individual
文凱舒
HKMA Registration Number
AJ4775
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jun 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MOX BANK LIMITED
SFC CE number
BNO808
Business Address
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
MOX BANK LIMITED
Effective Date
19 Sep 2025
Description
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
2
Registered Institution
MOX BANK LIMITED
Effective Date
24 Mar 2026
Description
For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2025 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2024 - 18 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAN, HOI SHU
:
Chinese Name of Relevant Individual
文凱舒
:
HKMA Registration Number
AJ4775
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MOX BANK LIMITED
Type 1: dealing in securities
28 Jun 2024
Yes
LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL
MOX BANK LIMITED
Type 4: advising on securities
27 Jun 2025
Yes
LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL
Name of Registered Institution
SFC CE number
Business Address
MOX BANK LIMITED
BNO808
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Registered Institution
Effective Date
Description
MOX BANK LIMITED
1
19 Sep 2025
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
MOX BANK LIMITED
2
24 Mar 2026
For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4775
MOX BANK LIMITED
Type 4: advising on securities
Since 24 Mar 2026
Yes
AJ4775
MOX BANK LIMITED
Type 1: dealing in securities
Since 19 Sep 2025
Yes
AJ4775
MOX BANK LIMITED
Type 4: advising on securities
27 Jun 2025 - 23 Mar 2026
No
AJ4775
MOX BANK LIMITED
Type 1: dealing in securities
28 Jun 2024 - 18 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.