Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, NGA IN ASHLEY
Chinese Name of Relevant Individual

劉雅妍
HKMA Registration Number
AJ4799
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, NGA IN ASHLEY
:
Chinese Name of Relevant Individual
劉雅妍
:
HKMA Registration Number
AJ4799
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
02 Jul 2024
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
02 Jul 2024
No
WEALTH MANAGEMENT