Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHUM, CHI WA
Chinese Name of Relevant Individual

沈智華
HKMA Registration Number
AJ4810
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE RELATIONSHIP MANAGER II
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE RELATIONSHIP MANAGER II
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHUM, CHI WA
:
Chinese Name of Relevant Individual
沈智華
:
HKMA Registration Number
AJ4810
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Jul 2024
No
ASSOCIATE RELATIONSHIP MANAGER II
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Jul 2024
No
ASSOCIATE RELATIONSHIP MANAGER II