Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
IP, TSZ MAN MANDY
Chinese Name of Relevant Individual

葉子文
HKMA Registration Number
AJ4836
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
IP, TSZ MAN MANDY
:
Chinese Name of Relevant Individual
葉子文
:
HKMA Registration Number
AJ4836
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
10 Jul 2024
No
TRADER