Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEUNG, SIU CHUNG DENNIS
Chinese Name of Relevant Individual

張兆聰
HKMA Registration Number
AJ4839
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGEMENT SUPPORT
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS MANAGEMENT SUPPORT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEUNG, SIU CHUNG DENNIS
:
Chinese Name of Relevant Individual
張兆聰
:
HKMA Registration Number
AJ4839
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Jul 2024
No
BUSINESS MANAGEMENT SUPPORT
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Jul 2024
No
BUSINESS MANAGEMENT SUPPORT