Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
GE, KANLI
Chinese Name of Relevant Individual

葛侃理
HKMA Registration Number
AJ4892
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF GLOBAL MARKETS
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
18 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF GLOBAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GE, KANLI
:
Chinese Name of Relevant Individual
葛侃理
:
HKMA Registration Number
AJ4892
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2024
No
HEAD OF GLOBAL MARKETS
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
18 Mar 2025
Yes
HEAD OF GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Jul 2024
No
HEAD OF GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Sep 2024
No
HEAD OF GLOBAL MARKETS