Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAO, YINYU
Chinese Name of Relevant Individual
廖尹瑜
HKMA Registration Number
AJ4905
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jul 2024 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAO, YINYU
:
Chinese Name of Relevant Individual
廖尹瑜
:
HKMA Registration Number
AJ4905
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ4905
SOCIETE GENERALE
Type 1: dealing in securities
18 Jul 2024 - 10 Apr 2026
No
AJ4905
SOCIETE GENERALE
Type 4: advising on securities
18 Jul 2024 - 10 Apr 2026
No
AJ4905
SOCIETE GENERALE
Type 6: advising on corporate finance
18 Jul 2024 - 10 Apr 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.