Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SO, TSZ YAN
Chinese Name of Relevant Individual

蘇子欣
HKMA Registration Number
AJ4929
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, TSZ YAN
:
Chinese Name of Relevant Individual
蘇子欣
:
HKMA Registration Number
AJ4929
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2024
No
RELATIONSHIP MANAGER
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2024
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 1: dealing in securities
20 Jul 2024
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 4: advising on securities
20 Jul 2024
No
RELATIONSHIP MANAGER