Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POWER, ALAN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ5034
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2024 - 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POWER, ALAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5034
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5034
TORONTO-DOMINION BANK
Type 1: dealing in securities
02 Dec 2025 - 05 Dec 2025
No
AJ5034
TORONTO-DOMINION BANK
Type 1: dealing in securities
24 Sep 2025 - 26 Sep 2025
No
AJ5034
TORONTO-DOMINION BANK
Type 1: dealing in securities
02 Aug 2024 - 09 Aug 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.