Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, YIU KAI ANDRE
Chinese Name of Relevant Individual

羅耀楷
HKMA Registration Number
AJ5076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, YIU KAI ANDRE
:
Chinese Name of Relevant Individual
羅耀楷
:
HKMA Registration Number
AJ5076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
06 Aug 2024
No
TRAINEE, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
06 Aug 2024
No
TRAINEE, GLOBAL MARKETS DIVISION