Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SPRATT, STEPHEN KEVIN
Chinese Name of Relevant Individual

HKMA Registration Number
AJ5094
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
APAC DEVELOPED MARKET RATES STRATEGIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SPRATT, STEPHEN KEVIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5094
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 4: advising on securities
08 Aug 2024
No
APAC DEVELOPED MARKET RATES STRATEGIST