Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA LUN
Chinese Name of Relevant Individual
吳家麟
HKMA Registration Number
AJ5200
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2026 - 01 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2026 - 01 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2024 - 17 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2024 - 17 Jun 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA LUN
:
Chinese Name of Relevant Individual
吳家麟
:
HKMA Registration Number
AJ5200
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5200
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Feb 2026 - 01 Jun 2026
No
AJ5200
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Feb 2026 - 01 Jun 2026
No
AJ5200
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Aug 2024 - 17 Jun 2025
No
AJ5200
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Aug 2024 - 17 Jun 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.