Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOK, YAN TING ANGUS
Chinese Name of Relevant Individual

莫恩梃
HKMA Registration Number
AJ5243
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, YAN TING ANGUS
:
Chinese Name of Relevant Individual
莫恩梃
:
HKMA Registration Number
AJ5243
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
31 Aug 2024
No
PRODUCT SPECIALIST
UBS AG
Type 4: advising on securities
31 Aug 2024
No
PRODUCT SPECIALIST