Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HANYANG
Chinese Name of Relevant Individual
劉晗洋
HKMA Registration Number
AJ5299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2024 - 23 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2024 - 23 Feb 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HANYANG
:
Chinese Name of Relevant Individual
劉晗洋
:
HKMA Registration Number
AJ5299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5299
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2026 - 12 Jun 2026
No
AJ5299
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2024 - 23 Feb 2025
No
AJ5299
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2024 - 23 Feb 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.