Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, CHUNG CHI
Chinese Name of Relevant Individual
潘頌慈
HKMA Registration Number
AJ5320
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2024 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2024 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2024 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2024 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, CHUNG CHI
:
Chinese Name of Relevant Individual
潘頌慈
:
HKMA Registration Number
AJ5320
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5320
CITIBANK, N.A.
Type 1: dealing in securities
11 Sep 2024 - 12 Jun 2026
No
AJ5320
CITIBANK, N.A.
Type 4: advising on securities
11 Sep 2024 - 12 Jun 2026
No
AJ5320
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Sep 2024 - 31 Dec 2025
No
AJ5320
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Sep 2024 - 31 Dec 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.