Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, SIU SHAN
Chinese Name of Relevant Individual
戴小珊
HKMA Registration Number
AJ5338
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2025 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2025 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2024 - 24 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2024 - 24 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, SIU SHAN
:
Chinese Name of Relevant Individual
戴小珊
:
HKMA Registration Number
AJ5338
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5338
CHONG HING BANK LIMITED
Type 1: dealing in securities
13 Jun 2025 - 01 Mar 2026
No
AJ5338
CHONG HING BANK LIMITED
Type 4: advising on securities
13 Jun 2025 - 01 Mar 2026
No
AJ5338
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Sep 2024 - 24 May 2025
No
AJ5338
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Sep 2024 - 24 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.