Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAI, TUNG SUET
Chinese Name of Relevant Individual
解冬雪
HKMA Registration Number
AJ5347
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2024 - 19 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2024 - 19 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAI, TUNG SUET
:
Chinese Name of Relevant Individual
解冬雪
:
HKMA Registration Number
AJ5347
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5347
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Nov 2024 - 22 Nov 2024
No
AJ5347
ROYAL BANK OF CANADA
Type 4: advising on securities
19 Nov 2024 - 22 Nov 2024
No
AJ5347
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Sep 2024 - 19 Sep 2024
No
AJ5347
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Sep 2024 - 19 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
