Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THAM, TERESA ANNE JHIA WEI
Chinese Name of Relevant Individual
HKMA Registration Number
AJ5405
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THAM, TERESA ANNE JHIA WEI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5405
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5405
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Jan 2026 - 21 Jan 2026
No
AJ5405
ROYAL BANK OF CANADA
Type 4: advising on securities
19 Jan 2026 - 21 Jan 2026
No
AJ5405
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Sep 2024 - 27 Sep 2024
No
AJ5405
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Sep 2024 - 27 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.