Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, WALTER SHEN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ5499
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2026 - 11 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2026 - 11 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2026 - 14 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2026 - 14 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2024 - 05 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2024 - 05 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, WALTER SHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5499
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
06 Apr 2026 - 11 Apr 2026
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
06 Apr 2026 - 11 Apr 2026
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
11 Jan 2026 - 14 Jan 2026
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
11 Jan 2026 - 14 Jan 2026
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
10 Mar 2025 - 12 Mar 2025
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
10 Mar 2025 - 12 Mar 2025
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
03 Oct 2024 - 05 Oct 2024
No
AJ5499
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
03 Oct 2024 - 05 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.