Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, SHANGQIAN
Chinese Name of Relevant Individual

李尚謙
HKMA Registration Number
AJ5527
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF SYNDICATE
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF SYNDICATE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, SHANGQIAN
:
Chinese Name of Relevant Individual
李尚謙
:
HKMA Registration Number
AJ5527
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 1: dealing in securities
05 Oct 2024
Yes
HEAD OF SYNDICATE
BANK OF CHINA LIMITED
Type 4: advising on securities
05 Oct 2024
Yes
HEAD OF SYNDICATE