Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CUI, NAISHENG
Chinese Name of Relevant Individual
HKMA Registration Number
AJ5560
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2025 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2025 - 19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2024 - 11 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CUI, NAISHENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5560
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5560
BARCLAYS BANK PLC
Type 4: advising on securities
04 Dec 2025 - 10 Dec 2025
No
AJ5560
BARCLAYS BANK PLC
Type 4: advising on securities
17 Feb 2025 - 19 Feb 2025
No
AJ5560
BARCLAYS BANK PLC
Type 4: advising on securities
10 Oct 2024 - 11 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.