Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, SZE MAN THERESA
Chinese Name of Relevant Individual

劉思敏
HKMA Registration Number
AJ5575
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, SZE MAN THERESA
:
Chinese Name of Relevant Individual
劉思敏
:
HKMA Registration Number
AJ5575
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Oct 2024
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Oct 2024
No
PRIVATE BANKING