Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, SONG
Chinese Name of Relevant Individual
尹嵩
HKMA Registration Number
AJ5606
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2025 - 03 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2025 - 03 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2024 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2024 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, SONG
:
Chinese Name of Relevant Individual
尹嵩
:
HKMA Registration Number
AJ5606
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5606
PING AN BANK CO., LTD.
Type 1: dealing in securities
29 Apr 2025 - 03 Jul 2025
No
AJ5606
PING AN BANK CO., LTD.
Type 4: advising on securities
29 Apr 2025 - 03 Jul 2025
No
AJ5606
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
17 Oct 2024 - 18 Dec 2024
No
AJ5606
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
17 Oct 2024 - 18 Dec 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.