Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, KI SUM
Chinese Name of Relevant Individual
梁棋琛
HKMA Registration Number
AJ5671
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2024 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2024 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, KI SUM
:
Chinese Name of Relevant Individual
梁棋琛
:
HKMA Registration Number
AJ5671
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5671
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
20 Sep 2025 - 30 Apr 2026
No
AJ5671
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 Sep 2025 - 30 Apr 2026
No
AJ5671
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Oct 2024 - 12 May 2025
No
AJ5671
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Oct 2024 - 12 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.